-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WoXuTbE00RP9YAhaZszv7fX0snPkq5mtgYbdg9VWWTZhtS+bKWH1/x4f9S/9NVjF TXQ0mScf4dgixYSjbkvidQ== 0001017062-00-000533.txt : 20000224 0001017062-00-000533.hdr.sgml : 20000224 ACCESSION NUMBER: 0001017062-00-000533 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000223 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAINMAKER SYSTEMS INC CENTRAL INDEX KEY: 0001094007 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330442860 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58179 FILM NUMBER: 551363 BUSINESS ADDRESS: STREET 1: 1800 GREEN HILLS ROAD CITY: SCOTTS VALLEY STATE: CA ZIP: 95006 BUSINESS PHONE: 8314617299 MAIL ADDRESS: STREET 1: 1800 GREEN HILLS ROAD CITY: SCOTTS VALLEY STATE: CA ZIP: 95006 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JAMES LAUREL A CENTRAL INDEX KEY: 0001107200 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: PO BOX 2154 STREET 2: 186 S. BENJAMIN DR. CITY: STATELINE STATE: NV ZIP: 89449 BUSINESS PHONE: 7755889816 MAIL ADDRESS: STREET 1: PO BOX 2154 STREET 2: 186 S. BENJAMIN DR. CITY: STATELINE STATE: NV ZIP: 89449 SC 13G 1 SC 13G FOR LAUREL A. JAMES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No._____)* Rainmaker Systems, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 750875106 ------------------------------ (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 pages - ----------------------- --------------------- CUSIP NO. 750875106 13G Page 2 of 4 Pages - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS/ 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY). Laurel A. James - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 3,133,096/(1)/ SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 0 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 3,133,096/(1)/ PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 3,133,096/(1)/ - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) Not Applicable - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 8% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - ------------------------------------------------------------------------------ - --------------------- --------------------- CUSIP NO. 750875106 13G Page 3 of 4 Pages - --------------------- --------------------- Item 1(a) Name of Issuer: Rainmaker Systems, Inc. -------------------------------------------------------------------- Item 1(b) Address of Issuer's Principal Executive Offices: 1800 Green Hills Road -------------------------------------------------------------------- Scotts Valley, CA 95066 -------------------------------------------------------------------- -------------------------------------------------------------------- Item 2(a) Name of Person Filing: Laurel A. James -------------------------------------------------------------------- Item 2(b) Address of Principal Business Offices or, if none, Residence: P.O. Box 2154 - 186 South Benjamin Drive -------------------------------------------------------------------- Stateline, NV 89449 -------------------------------------------------------------------- -------------------------------------------------------------------- Item 2(c) Citizenship United States -------------------------------------------------------------------- Item 2(d) Title of Class of Securities: Common Stock, par value $0.001 per share -------------------------------------------------------------------- Item 2(e) CUSIP Number: 750875106 -------------------------------------------------------------------- Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: Not Applicable -------------------------------------------------------------------- Item 4. Ownership. (a) Amount Beneficially Owned: Shares 3,133,096/(1)/ ----------------------------- (b) Percent of Class:% 8% ------------------------------------------ (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote: 3,133,096/(1)/ --------------- (ii) shared power to vote or to direct the vote: 0 --------------- (iii) sole power to dispose or to direct the disposition of: 3,133,096/(1)/ --------------- (iv) shared power to dispose or to direct the disposition of: 0 --------------- Item 5. Ownership of Five Percent or Less of a Class. Not Applicable -------------------------------------------------------------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable -------------------------------------------------------------------- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable -------------------------------------------------------------------- Page 3 of 4 pages - ---------------------- ---------------------- CUSIP NO. 750875106 13G Page 4 of 4 Pages - ---------------------- ---------------------- Item 8. Identification and Classification of Members of the Group. Not Applicable ------------------------------------------------------------------- Item 9. Notice of Dissolution of a Group. Not Applicable ------------------------------------------------------------------- Item 10. Certification. Not Applicable ------------------------------------------------------------------- /(1)/Held by Laurel A. James, Trustee of the Laurel Ann James Grantor Trust dated July 3, 1997. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 19,2000 ---------------------------------- Date /s/ Laurel A. James ---------------------------------- Signature Name: Laurel A. James Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----